The
UNC Policy Manual
1300.11[R]
Adopted
09/23/20
I. Purpose. This regulation provides guidance regarding
how the constituent institutions of the University of North Carolina
(hereinafter, “UNC constituent institutions”) shall comply with the
requirements of the U.S. Department of Education’s rule titled Nondiscrimination on the Basis of Sex in
Education Programs or Activities Receiving Federal Financial Assistance, 85
Fed. Reg. 30,026 (May 19, 2020) (the “Title IX Rule”), in conjunction with the
University of North Carolina’s student, faculty, and employee disciplinary
policies, including Section 700.4.1 of the UNC Policy Manual (“Section
700.4.1”); Chapter VI of The Code of the
Board of Governors of the University of North Carolina (“The Code”), including Section 603
(“Section 603”); the SHRA Disciplinary Action Policy (“SHRA DAP”); and the SHRA
Grievance Policy.
II. Title IX Complaint Resolution
Process. Each institution shall adopt a
Title IX complaint resolution process. The intersection of the Title IX Rule’s
required Title IX complaint resolution process with the protections afforded to
SHRA employees, faculty members, and students under the SHRA Grievance Policy,
the SHRA DAP, The Code, and the UNC Policy Manual is
discussed below. Disciplinary sanction decisions and review of personnel
actions affecting EHRA employees that may arise following a Title IX complaint
resolution process shall be governed by applicable constituent institution or
UNC System Office procedures that apply to the affected EHRA employees.
A.
SHRA DAP. If the Title IX
complaint resolution process results in a determination of responsibility
against a respondent who is an SHRA employee, the decision-maker’s sanction
shall be a referral, which may recommend proposed discipline, to designated institutional
authorities for consideration through the processes provided for in the SHRA
DAP. The written determination of responsibility and referral from the Title
complaint resolution process may become the official recommendation of the
supervisor for any required Pre-Disciplinary Conference (i.e., for sanctions of
disciplinary suspension without pay; demotion; or dismissal).
Following the issuance of the
disciplinary sanction, an SHRA employee may file a grievance in accordance with
the SHRA Grievance Policy. In grievances
involving disciplinary sanctions imposed based upon the Title IX complaint
resolution process, the Title IX record[1]
may be included as evidence of the grounds for the disciplinary sanction;
however, the determination(s) of responsibility is not subject to review. The SHRA grievance review shall be limited to
whether the conduct for which the grievant was found responsible constitutes
“just cause” for the relevant disciplinary sanction.
B. SHRA
Grievance Policy. Any appeal from a Title IX determination regarding
responsibility or from dismissal of a formal Title IX complaint shall be
resolved within the Title IX complaint resolution process and shall not
constitute a grievable issue under the SHRA Grievance
Policy.
In grievances
involving disciplinary sanctions imposed based upon the Title IX complaint resolution
process, the hearing officer or hearing panel may receive as evidence the
Title IX record. Any Title IX determination(s)
of responsibility is not subject to review. The grievance
review shall be limited to the question of whether the disciplinary
sanction is supported by just cause.
C. Section 603 of The
Code
1. If the Title IX
complaint resolution process results in a determination of responsibility
against a respondent who is a faculty member and the beneficiary of
institutional guarantees of tenure, then the decision-maker’s sanction shall be
a referral, which may recommend proposed discipline, to designated
institutional authorities for consideration of appropriate disciplinary
sanction, if any.
2. In proceedings
under Section 603 of The Code
involving imposition of serious sanctions based upon the Title IX complaint
resolution process, the Title IX record may be included as evidence of the
grounds for the sanction; however, the Title IX determination(s) of
responsibility is not subject to review. The review shall be limited to the
question of whether the recommended sanction is supported by clear and
convincing evidence.
D. Section
611 of The Code. Any
appealable issue within the Title IX complaint resolution process shall be
resolved through the Title IX complaint resolution process. Such appealable
issues, and Title IX determinations of responsibility, are not grievable under Section 611 of The Code.
E.
Section 700.4.1 of the UNC
Policy Manual Section. In a Title IX complaint resolution process that involves
a student as a respondent, if an institution promulgates rules governing the
use and appointment of attorney and non-attorney advocates under Section
700.4.1[R] of the UNC Policy Manual, these rules shall apply equally to all
parties, students and nonstudents alike.
If parties within the Title IX
complaint resolution process are subject to appeal rights under Section
502(D)(3) of The Code, grounds for
appeal required by 34 C.F.R. 106.45(b)(8)(i), constitute appeals under Section
502(D)(3)(a).
III. The
UNC System Office will provide compliance assistance and support to constituent
institutions upon request or as needed.
IV. Other Matters
A. Effective Date. The requirements of this regulation shall be
effective upon the date of adoption of this regulation by the president.
B. Relation to Federal and State Laws
and Policies. The foregoing regulation
as adopted by the president is meant to supplement, and does not purport to
supplant or modify, those statutory enactments, regulations, and policies which
may govern or relate to the subject matter of this regulation.
[1]The Title IX record may include all evidence shared with the parties under 34 C.F.R.
106.45(b)(5)(iv); the investigative report; the written determination under 34
C.F.R. 106.45(b)(7)(ii); and the audio recording, audiovisual recording, or
transcript of any live hearing kept under 34 C.F.R. 106.45(b)(6)(i).