The UNC Policy Manual
300.5.1
Adopted 01/16/76
Amended 02/08/85
Amended 04/11/14
Amended 02/23/23
Amended 01/25/24
Political Activities of Employees
I. Purpose. University employees retain
the rights and obligations of citizenship provided in the Constitution and laws
of the State of North Carolina and the Constitution and laws of the United States
of America. Employees are encouraged to exercise fully and freely their right to
participate or refrain from participating in political processes without fear of
penalty or reprisal, consistent with the University’s commitment to encouraging
the full freedom, within the law, of inquiry, discourse, teaching, research, service,
and publication. Certain types of activities by University
employees related to political processes, however, may be incompatible with the
general responsibilities of employment or with the particular responsibilities of
University employment.
A. Applicability.
This policy applies to all University employees who are exempt from the North
Carolina Human Resources Act (Chapter 126 of the General Statutes) pursuant to G.S.
126-5(c1).1
B. Definitions.
For purposes of this policy:
1. “Campaign”
or “campaigning” means all acts done by a candidate and their adherents to obtain
votes to be cast toward a nomination or in an election.
2. “Candidate”
means an individual who seeks nomination or election to any elective public office
whether or not the person is elected. Absent any other
evidence of candidacy, an individual is deemed to be a candidate if the individual
has received political contributions or made expenditures or has consented to another
person receiving contributions or making expenditures with a view to bringing about
the individual’s nomination or election.
3. “Election”
includes a primary, special, runoff, or general election.
4. "Employee"
means an individual who is employed by the University of North Carolina and is exempt
from the North Carolina Human Resources Act (Chapter 126 of the General Statutes)
pursuant to G.S. 126-5(c1).
5. “Endorse”
means a public statement by an individual expressing support
or approval of another individual’s candidacy for public office.
6. “On
duty” means the time period when an employee is:
a. in
a pay status other than paid leave, compensatory time off, or excused or authorized
absence (including leave without pay);
b. representing
the University of North Carolina or any constituent institution or subdivision thereof
in an official capacity; or
c. expected
to perform services for which he or she receives compensation from the University.
Provided, however, an employee who is or may be expected to perform their duties
on a twenty-four hour per day basis shall not be considered on duty except during
regularly scheduled working hours or at other times when the employee is actually performing the duties of their office.
7. “Partisan”
when used as an adjective means related to a political party.
8. “Partisan
political group” means any committee, club, or other organization which is affiliated
with a political party or candidate for public office in a partisan election, or
organized for a partisan purpose, or which engages in partisan political activity.
9. “Partisan
political office” means any public office for which any candidate is nominated or
elected as representing a political party but does not include any office or position
within a political party or affiliated organization.
10. “Political
activity” means actions directed toward the success or failure of a candidate for
public office, political party, or partisan political group including, but not limited
to, campaigning, political management, and soliciting financial contributions for
political purposes.
11. “Political
management” means taking an active part in the direction, supervision, or management
of a partisan political group or a campaign for public office.
12. “Political
party” means a national political party, a state political party, or an affiliated
organization.
13. “Political
purpose” means an objective of promoting or opposing a political party, candidate
for public office, candidate for partisan political office, or partisan political
group.
14. "Public
office" means any national, state, or local governmental position of public
trust and responsibility, whether elective or appointive, which is created, prescribed,
or recognized by constitution, statute, or ordinance (other than within the University
of North Carolina).
15. "Senior
officers" means the president, the chancellors, and the senior academic and
administrative officers (SAAO) described in Policy 300.1.1, subpart I.A.
16. “Solicit”
means to request expressly of another person that he or she contribute something
to a candidate, a campaign, a political party, or partisan political group.
II. Political Activities
A. Permissible
Activities. An employee may engage in political activity to the extent not expressly
prohibited by law or applicable policy.
1. Permissible
activities include, but are not limited to:
a. Registering,
voting, and otherwise participating in elections;
b. Becoming
a candidate for and holding public office in accordance with University
policy;
c. Expressing
opinions privately and publicly on political subjects;
d. Participating
in political organizations;
e. Participating
in political campaigns;
f. Engaging
in political management; and
g. Soliciting,
accepting, receiving, and making financial contributions for political purposes
to political parties, partisan political groups, and campaign committees of candidates
for public office.
2. Subject
to the prohibition against compelled speech described below, nothing in this policy
prohibits, or otherwise limits, teaching, inquiry, classroom discussion or discourse
concerning political issues, including campaigns, candidates, political groups or issues in campaigns for public office, that are within
the subject matter of any academic program, course, curriculum, or study.
3. An
employee may participate fully in public affairs in a manner that does not compromise
their efficiency or integrity as an employee or the neutrality, efficiency, or integrity
of the University constituent institution or unit in which he or she is employed.
4. The
political opinions assumed by employees are personal ones, and employees must ensure
that they do not imply that such opinions are endorsed by the University.
5. Prohibition
on Compelling Speech
a. To
mitigate the risk of compelled speech that undermines the intellectual freedom and
fostering of free expression required of the University of North Carolina by Article
36 of Chapter 116 of the General Statutes and embraced in Chapter VI of The Code and Section 1300.8 of the UNC Policy
Manual, the University shall neither ask nor require an employee or applicant for
academic admission or employment to affirmatively ascribe to or opine about beliefs,
affiliations, ideals, or principles regarding matters of contemporary political
debate or social action as a condition to admission, employment, or professional
advancement. Nor shall any employee or applicant be solicited or required to describe
their actions in support of, or in opposition to, such beliefs, affiliations, ideals,
or principles. Practices prohibited here include but are not limited to solicitations
or requirements for statements of commitment to particular views
on matters of contemporary political debate or social action contained on applications
or qualifications for admission or employment or included as criteria for analysis
of an employee’s career progression. Any constituent institution believing a requirement
or solicitation prohibited hereby to be necessary for reasons related to the educational,
research, or public service mission of the University established in G.S. 116-1
shall obtain prior written approval to include such a requirement or solicitation
from the President following discussion in open session of a meeting of the Committee
on University Governance attended by the requesting constituent institution’s chancellor,
its provost, and its chair of its board of trustees.
b. Any
employee who acts in contravention of the foregoing prohibition on compelling speech,
violating Section 5(a) above, shall be subject to existing disciplinary measures
taken against employee(s).
c. Except
as provided under current law, nothing in Section 5 creates or vests a private remedy
or claim in any employee or applicant for admission or employment subjected to a
practice prohibited hereby.
d. Nothing
in Section 5 modifies or otherwise affects the University’s existing guarantee of
the right of academic freedom in its faculty’s academic scholarship or classroom
instruction, or research pursuits, subject only to institutional academic tenure
policies as contemplated in Section 602 of The
Code, as well as applicable law and UNC Code and Policy.
e. Nothing
in Section 5 infringes upon the ability of an employee or applicant for academic
admission or employment to voluntarily opine or speak regarding any matters, including
those of contemporary political debate or social action, as contemplated in Section
5(a). Nor shall anything in Section 5 prohibit discussion with, or questioning of,
an employee or applicant regarding the content of the employee’s or applicant’s
resume, curriculum vitae, body of scholarship, or other written work or oral remarks
presented by the employee or applicant in their own support.
f. Nothing
in Section 5 modifies or affects the University’s ability to ensure its employees
comply with applicable federal or state law or existing employment requisites under
the law or agency policy, such as employment oaths, appointment affidavits, and
licensure and certification requirements.
B. Prohibited
Activities. An employee may not:
1. Participate
in political activity while on duty;
2. Use
the authority of their position, University funds, services, supplies, equipment,
information technology resources, vehicles, or other University property, to endorse,
campaign for, secure support for or oppose any candidate, political party, partisan
political group, referendum, or issue in an election, or affect the results thereof;
or
3. Make
any promise of preferential treatment (or actually confer
such preference) or make any threat of detrimental treatment (or actually impose
such detriment) to any person, including with respect to any condition or incident
of employment over which the employee has authority, control, or influence, for
purposes of inducing support of or opposition to any candidate for public office,
political party, or partisan political group.
C. Senior
Officers. The University will supply to any candidate for public office information
of a substantive nature, whether it is information on agriculture, economics, education,
or any other topic. It is important that all candidates know they can receive factual information from the University, but it should be made
clear that the administration of the University will not be identified with any
candidate or any party. Accordingly, in addition to the restrictions set forth in
subpart II.B., above, a senior officer may not:
1. Solicit,
accept, or receive financial contributions from other persons or organizations on
behalf of any candidate for partisan political office or the campaign committee
of any candidate for partisan political office; or
2. Endorse
or oppose a candidate for partisan political office or a candidate for political
party office in a political advertisement, broadcast, campaign literature, or similar
material.
D. Violations.
Violation of the prohibitions contained in subparagraphs B. and C., above, shall
be cause for appropriate disciplinary action, including discharge from employment.
III. Other Matters.
A. Effective
Date. The requirements of this policy shall be effective upon adoption by the Board
of Governors.
B. Policies
of Constituent Institutions. The board of trustees of each constituent institution
shall adopt policies governing political activities of employees. Policies adopted
or substantively amended by a board of trustees regarding political activities of
employees shall be effective upon approval by the president.
C. Relation
to Other Laws. This policy is designed to supplement and does not purport in any
way to supplant or modify, those statutory enactments and rights which may govern
or limit the political activities of employees of the State of North Carolina.
D. Regulations
and Guidelines. This policy shall be implemented and applied in accordance with
such regulations and guidelines as may be adopted by the president.
1 For employees subject to the North Carolina Human Resources
Act (SHRA), political activities are governed by Article 5, Chapter 126 of the North
Carolina General Statutes, policies adopted by the Office of State Human Resources
(OSHR) and campus policies adopted in accordance therewith.